Captive Filing Deadlines

Risk Retention Group Filings:

Due Date Filing

March 1st

Annual Financial Statement, Attestation Report, Risk Based Capital Report, Actuarial Opinion, Form B/C, Actual to Expected Performance Comparison, Premium Tax, and Direct Economic Impact Statement


March 15th

Statement of Actuarial Opinion


April 1st

Management Discussion and Analysis and Supplemental Investment Risks Interrogatories


May 15th

1st Quarter Financial Statement


June 1st

Audited Financial Statements 


August 15th

2nd Quarter Financial Statement


November 15th

3rd Quarter Financial Statement

Non-Risk Retention Group Filings:

   

March 1st

Annual Report, Actual to Expected Performance Comparison, Premium Tax, and Direct Economic Impact Statement

June 30th

Actuarial Opinion and Audited Financial Statements

Special Purpose Financial Captive Filings:

   

March 1st

Annual Financial Statement, Attestation Report, Risk Based Capital Report, Actuarial Opinion, Actual to Expected Performance Comparison, Premium Tax, and Direct Economic Impact Statement


March 15th

Regulatory Assets Adequacy Issues Summary


April 1st

Management Discussion and Analysis and Supplemental Investment Risks Interrogatories


May 15th

1st Quarter Financial Statement


June 1st

Actual to Expected Review of Lapse and Mortality Assumptions, Independent Actuarial Opinion, and Audited Financial Statements


August 15th

2nd Quarter Financial Statement 

November 15th

3rd Quarter Financial Statement